On November 8, 2024, the U.S. Securities and Exchange Commission (“SEC”) announced a settled enforcement action (the “SEC Order”) against ...
Invesco Advisers Inc. will pay a $17.5 million fine to settle US Securities and Exchange Commission allegations that it ...
SEC claims that Invesco misled clients about portion of company-wide AUM incorporating ESG factors in investment decisions.
Companies should be straightforward with their clients and investors rather than seeking to capitalize on investing trends ...
Invesco Advisers has agreed to pay a $17.5 million civil penalty after the Securities and Exchange Commission (SEC) charged ...
The Atlanta-based advisor is the latest to get penalized for its claims about investing in environmental, social, and ...
Invesco, which was charged with violating the Investment Advisers Act of 1940, did not admit to or deny the SEC’s findings.
Regulators say Invesco felt pressure to overstate its investment support for environmental, social and governance causes for ...
Invesco Advisers was charged by the Securities and Exchange Commission (SEC) after it was found to have misled investors as to what proportion of its total assets were invested according to ESG ...
According to the SEC’s order, from 2020 to 2022, Invesco told clients and stated in marketing materials that between 70 and ...
According to the commission, Invesco overstated how much of its AUM was ESG-integrated because that percentage included all ...
The Securities and Exchange Commission today charged Invesco Advisers, Inc. for making misleading statements about the ...