Financial Advisor IQ2d
Apollo Launches Collective Trust in Bid for DC Market Foothold
This story first appeared in FundFire Alts, a sister publication of FA-IQ. Apollo Global Management launched a new collective investment trust, or CIT, last month, furthering the manager's stated ...
Financial Advisor IQ2d
SSGA to Launch ETF with Bridgewater
This article first appeared on Ignites, a sister publication of FA-IQ. State Street Global Advisors has formed a "strategic relationship" with Bridgewater Associates, collaborating on an ETF ...
Financial Advisor IQ2d
Apollo, Franklin Push Alts to DC Plans Through New CIT
This article first appeared on FundFire, a sister publication of FA-IQ. Franklin Templeton and Apollo are forging ahead with plans to distribute alternatives down market through a new collective ...
Financial Advisor IQ3d
UBS Leans on Incentives in '25 FA Comp Plan
Likewise, UBS' 2025 advisor compensation plan offers enhancements for advisors who connect clients with banking capabilities.
Financial Advisor IQ3d
SEC Gaining Cooperation, Admissions of Guilt in Enforcements
The Securities and Exchange Commission has delivered on its commitment to have firms admit guilt more frequently in the ...
Financial Advisor IQ3d
SEC Chair Gary Gensler to Resign in January
Securities and Exchange Commission Chairman Gary Gensler is stepping down as head of the agency on Jan. 20 — the day ...
Financial Advisor IQ3d
Edward Jones to Expand New York Footprint
Edward Jones is expanding its physical presence in New York with a new office in Manhattan. The company has "been testing a new multi-use real estate option in New York City," Edward Jones said in an ...